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A reality-based view of government funding of science

This debate cuts to the heart of a critical question: can the U.S. government fund the next generation of medical breakthroughs without suffocating them in red tape? Stuart Buck, writing alongside Aishwarya Khanduja, challenges the prevailing narrative that venture capital is the superior model for scientific discovery, but the real story here is the rebuttal from Dr. Jeremy M. Berg, a former director of the National Institutes of Health (NIH). Berg doesn't just defend the status quo; he dismantles the myth that federal funding is rigid, using decades of insider experience to argue that the system is far more agile than critics claim.

The Myth of Bureaucratic Rigidity

The central tension in this exchange revolves around the flexibility of government grants versus the perceived agility of private capital. Buck and Khanduja suggest that the federal process is too slow to adapt when a researcher's initial hypothesis proves wrong. Berg, however, draws on his tenure as an institute director to correct this misconception. He writes, "But you do not have amend anything! You pursue the science and describe whatever changes in approach in your annual progress report." This distinction is vital. It reframes the narrative from one of bureaucratic obstruction to one of misunderstood protocol.

A reality-based view of government funding of science

Berg illustrates this with the landmark work of Thomas Cech, who discovered that RNA could splice itself without proteins—a finding that contradicted his original grant proposal. "He was able to pursue this discovery, focusing on the requirements for this RNA-driven process, without contacting NIH or amending his grant in any way," Berg notes. The study section's response was simply, "Cool. That's even better." This anecdote is powerful because it exposes a gap between the public perception of government funding and the actual day-to-day reality of scientific inquiry. Critics might argue that while Cech's success is real, it represents an exception rather than the rule, yet Berg's experience suggests such flexibility is standard practice for program officers who understand the nature of discovery.

"As is almost always the case in medicine, it is essential that one arrive at the right diagnosis before deciding on a treatment."

The Incentive Structure and the Nobel Prize Paradox

A significant portion of the original argument by Buck and Khanduja focused on the lack of incentives for government program officers. They posited that bureaucrats face "perverse incentives" where failure is punished but success goes unrewarded. Berg pushes back hard on this, arguing that it misreads the motivation of public servants. "Program officers are public servants who are not motivated much by money but rather by helping science advance," he asserts. He points out that during his directorship, there was "no special compensation to a program officer whose grantee received a Nobel Prize," yet the staff remained proud of their contribution to such breakthroughs.

This reframing is crucial for understanding the institutional dynamics at play. The argument shifts from a critique of individual greed or laziness to a defense of public service ethos. However, the discussion of Katalin Karikó introduces a necessary counterpoint. While Berg acknowledges her struggle to secure funding, he attributes her eventual success to a timeline spanning over 15 years, noting that "venture capital-style funders would have the patience necessary for these long and uncertain timelines." This highlights a fundamental difference in risk tolerance: private capital often seeks quicker returns, whereas the NIH can sustain long-term, high-risk projects that may not yield immediate results but are essential for foundational science.

Venture Capital vs. The Public Portfolio

The piece also delves into the limitations of venture capital (VC) in driving pure scientific advancement. Berg shares his experience serving on the boards of VC-backed companies, observing that the model often prioritizes marketability over discovery. He describes a scenario where investors would wait until a company was "on the verge of financial failure" before stepping in to replace leadership with a focus on selling the company rather than developing technology. "My experience was that the venture capital approach was to hear lots of ideas and pick a small number on which to focus, based on their potential marketability in the short or, at best, the medium term," Berg writes.

This critique suggests that while VC is excellent for commercialization, it may be ill-suited for the early, uncertain stages of basic research. Berg uses the analogy of a financial portfolio manager to describe the NIH's role: balancing investments in "solid, dividend-paying established companies" against "start-ups that might flame out but might lead to the 'next big thing'." He argues that the NIH already has mechanisms for this, such as the Director's Pioneer Program, which he helped run. "They might need tweaking and expansion, but they were thoroughly evaluated in the past... and were deemed to be successful," he concludes. This suggests that the solution isn't a radical overhaul of the funding model, but rather a better understanding of the existing tools.

Bottom Line

The strongest part of Berg's argument is his ability to correct the record on how the NIH actually functions, replacing anecdotal fears of bureaucracy with concrete examples of flexibility and long-term support. The biggest vulnerability in the counter-argument lies in its assumption that the current system is broken by design, rather than acknowledging that it is a complex, evolving ecosystem that already accommodates high-risk research. As the debate continues, the focus should shift from dismantling the NIH to ensuring its high-risk programs receive the sustained attention and resources they need to replicate the success of discoveries like mRNA technology.

Deep Dives

Explore these related deep dives:

  • National Institutes of Health

    The article discusses NIH funding mechanisms, grant review processes, and program offices like NIGMS

  • Golden Fleece Award

    This award serves as the historical archetype for the political criticism of 'wasteful' science funding that Dr. Berg is actively refuting in his defense of the NIH's flexible peer-review system.

Sources

A reality-based view of government funding of science

by Stuart Buck · · Read full article

This is a back-and-forth between Jeremy M. Berg (University of Pittsburgh School of Medicine, longtime NIH grant applicant, grantee, reviewer, and institute director), and Aishwarya Khanduja + me.

A RESPONSE FROM DR. BERG:

I read with interest “Venture Capital Has Lessons for Government and Philanthropy” by Khanduja and Buck. Discussions and analyses of the benefits and weaknesses of different approaches to providing science funding are important, but these should be based on well-informed perspectives and not on anecdotes and straw man arguments. I will focus of funding by the National Institutes of Health (NIH) as I have decades of experience as an applicant, a grantee, a peer reviewer and study section chair, an NIH institute director (the National Institute of General Medical Sciences, NIGMS, 2003-2011), and a trans-NIH program development leader. I will illustrate my observations with specific examples, all related to discoveries related to DNA and RNA biochemistry and its applications.

There are many misunderstandings and myths in this piece. Perhaps the most fundamental one is captured here.

By the time you get the funding (if at all) and execute the research plan, you might learn that your first idea wasn’t quite right and that an even better approach might work (*Marcia McNutt told one of us that this is what regularly occurred when she was a practicing scientist). But if you try to amend the grant, you will need to navigate the federal bureaucracy once again.

This fundamentally misunderstands that most NIH funding comes in the form of grants, not contracts. My experience and that of essentially every practicing scientist I know is completely aligned with that ascribed to Dr. McNutt. In the course of a executing a research plan, you discover the need for alternative approaches or learn of results, presented or published, that affect your chosen research topic. But you do not have amend anything! You pursue the science and describe whatever changes in approach in your annual progress report. NIH program officers understand that this is the nature of the research and, indeed, often that your are working in a desirably dynamic field.

An often-discussed example of this is represented by the work of Tom Cech when he was a young investigator at the University of Colorado. His proposal was to purify and characterize the protein enzyme responsible for splicing a particular RNA molecule, removing internal portions that were not present in the mature, functional ...